JAMES OTIS PHILLIPS

JAMES OTIS PHILLIPS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2022-11-30presentYes
OSAIC INSTITUTIONS, INC.2008-06-012022-11-29
BI INVESTMENTS, LLC2006-03-302008-06-01
STIFEL INDEPENDENT ADVISORS, LLC2005-01-242006-04-11
CITIGROUP GLOBAL MARKETS INC.2000-03-082004-12-16

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