John M Brodie

John M Brodie is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (7)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2022-08-04presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2012-05-042022-07-19
MARYLAND FINANCIAL GROUP, INC.2009-11-242012-04-27
AMERIPRISE FINANCIAL SERVICES, LLC2009-10-052009-10-21
AMERIPRISE ADVISOR SERVICES, INC.2007-12-202009-10-05
WELLS FARGO CLEARING SERVICES, LLC2005-06-172007-12-21
CITICORP INVESTMENT SERVICES2003-08-012005-05-25

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