JAMES ANTHONY SERRATELLI

JAMES ANTHONY SERRATELLI is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2024-09-30presentYes
DIVERSIFY ADVISORY SERVICES, LLC2023-12-082024-09-27
DFPG INVESTMENTS, LLC2018-05-032023-12-31
QUESTAR ASSET MANAGEMENT, INC.2014-04-112018-05-04
SIGMA PLANNING CORPORATION2012-09-122014-04-17
QUESTAR ASSET MANAGEMENT, INC.2011-11-212012-09-27

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