LEN BROUGHTON GRADDY

LEN BROUGHTON GRADDY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CAPITAL INVESTMENT ADVISORY SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
CAPITAL INVESTMENT ADVISORY SERVICES, LLC2018-03-22presentYes
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2013-01-172018-04-08
VOYA FINANCIAL ADVISORS, INC.2006-03-202012-11-09
AMERICAN GENERAL SECURITIES INCORPORATED2003-05-022005-10-28

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