Roxanne M Rubenstein

Roxanne M Rubenstein is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (9)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2025-10-15presentYes
RAYMOND JAMES & ASSOCIATES, INC.2025-10-15presentYes
J.P. MORGAN SECURITIES LLC2022-01-192024-12-17
MORGAN STANLEY SMITH BARNEY LLC2017-04-202021-08-24
1ST GLOBAL ADVISORS INC2014-07-212016-09-29
WELLS FARGO CLEARING SERVICES, LLC2013-10-232014-04-24
WELLS FARGO CLEARING SERVICES, LLC2012-11-142013-08-27
WELLS FARGO CLEARING SERVICES, LLC2003-07-012012-10-29
PRUDENTIAL EQUITY GROUP, LLC1998-06-102003-07-01

More