THOMAS ASTA is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-05-09 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2021-02-04 | 2022-05-02 | — |
| CETERA WEALTH SERVICES, LLC | 2018-02-01 | 2021-01-27 | — |
| FLAGSTAR SECURITIES, INC. | 2014-07-17 | 2017-12-04 | — |
| LPL FINANCIAL LLC | 2013-06-25 | 2014-07-16 | — |
| CAPITAL ONE FINANCIAL ADVISORS LLC | 2009-09-09 | 2013-06-25 | — |