DARYL TOMOBU SERIZAWA

DARYL TOMOBU SERIZAWA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2025-07-07presentYes
OSAIC WEALTH, INC.2024-01-192025-07-22
WOODBURY FINANCIAL SERVICES, INC.2017-08-102024-01-19
INDEPENDENT FINANCIAL GROUP, LLC2012-05-072017-07-31
PACIFIC WEST FINANCIAL CONSULTANTS INC2010-11-192012-02-16
LPL FINANCIAL LLC2004-09-272010-09-30
WELLS FARGO CLEARING SERVICES, LLC2002-03-222004-10-07

More