JAMES AUDY BRAZIEL

JAMES AUDY BRAZIEL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC, BRAZIEL & ASSOCIATES, LLC.

Registration history (7)

FirmFromToCurrent
BRAZIEL & ASSOCIATES, LLC2022-12-02presentYes
INDEPENDENT FINANCIAL GROUP, LLC2022-07-15presentYes
BRAZIEL & ASSOCIATES, LLC2019-03-072022-10-05
BRAZIEL & ASSOCIATES, LLC2009-06-172019-04-18
NPB FINANCIAL GROUP, LLC2006-04-242022-07-15
BRAZIEL & ASSOCIATES, LLC2003-06-192007-12-27
THE PLANNERS NETWORK, INC.2002-01-032010-11-22

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