ROBERT ROGER MALCOLM

ROBERT ROGER MALCOLM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with MARINER PLATFORM SOLUTIONS, LLC.

Registration history (6)

FirmFromToCurrent
MARINER PLATFORM SOLUTIONS, LLC2025-10-01presentYes
COMMONWEALTH EQUITY SERVICES, LLC2021-11-092025-10-02
LPL FINANCIAL LLC2010-11-302021-11-23
NRP ADVISORS, INC.2008-12-152010-11-30
AMERITAS INVESTMENT COMPANY, LLC2007-02-152008-12-23
PRINCIPAL SECURITIES, INC.2004-12-162007-01-29

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