Shannon J Bauer

Shannon J Bauer is an investment adviser representative (IAR) with state registration records since 2012, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (7)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2020-01-28presentYes
FIFTH THIRD SECURITIES, INC.2016-09-072019-12-06
WESBANCO SECURITIES, INC.2015-10-302016-05-09
FIFTH THIRD SECURITIES, INC.2014-06-182015-10-19
PNC WEALTH MANAGEMENT2013-05-302014-06-19
J.P. MORGAN SECURITIES LLC2012-10-012013-05-21
CHASE INVESTMENT SERVICES CORP.2012-05-162012-10-01

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