ROBERTO DE JESUS CANTU

ROBERTO DE JESUS CANTU is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2023-05-30presentYes
SIGMA PLANNING CORPORATION2019-07-082023-05-30
AMERIPRISE FINANCIAL SERVICES, LLC2018-07-172019-07-17
INVESTMENT PROFESSIONALS, INC.2014-04-102018-09-12
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-04-112012-08-30

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