RICHARD JAMES GOW is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with COMPOUND PLANNING, INC..
| Firm | From | To | Current |
|---|---|---|---|
| COMPOUND PLANNING, INC. | 2022-09-21 | present | Yes |
| DEMPSEY LORD SMITH, LLC | 2021-03-01 | 2024-04-12 | — |
| CLARAPHI ADVISORY NETWORK, LLC | 2019-08-26 | 2022-09-30 | — |
| FISCAL WISDOM WEALTH MANAGEMENT LLC | 2019-06-03 | 2021-03-01 | — |
| XML FINANCIAL, LLC | 2019-02-01 | 2019-05-17 | — |
| XML SECURITIES | 2010-03-19 | 2019-02-01 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-03-25 | — |
| MORGAN STANLEY & CO. LLC | 2007-05-03 | 2009-06-01 | — |