JAMES THOMAS CAULFIELD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with SHAMROCK FINANCIAL SERVICES.
| Firm | From | To | Current |
|---|---|---|---|
| SHAMROCK FINANCIAL SERVICES | 2020-06-23 | present | Yes |
| SHAMROCK FINANCIAL SERVICES | 2012-10-29 | 2019-12-31 | — |
| SHAMROCK FINANCIAL SERVICES | 2009-11-12 | 2011-08-22 | — |
| BROKERSXPRESS LLC | 2007-12-10 | 2009-10-30 | — |
| MADISON AVENUE ADVISORS, INC. | 2007-01-19 | 2007-12-06 | — |
| LPL FINANCIAL LLC | 2002-03-11 | 2007-01-30 | — |