SETH HOWARD SCHWARTZ

SETH HOWARD SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with KCD FINANCIAL, INC..

Registration history (9)

FirmFromToCurrent
KCD FINANCIAL, INC.2017-05-09presentYes
CENTARA CAPITAL MANAGEMENT GROUP, INC.2014-02-172014-06-30
TURNER CAPITAL INVESTMENTS, LLC2010-04-272017-05-04
MADISON AVENUE ADVISORS, INC.2006-03-092015-06-15
INDEPENDENT FINANCIAL GROUP, LLC2005-10-212005-11-18
INDEPENDENT FINANCIAL GROUP, LLC2003-06-162005-10-21
SENTRA SECURITIES CORPORATION2002-04-222003-02-24
SPELMAN & CO., INC.2002-04-222003-02-24
SUNAMERICA SECURITIES, INC.2002-04-052003-02-24

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