SPELMAN & CO., INC.

SPELMAN & CO., INC. of PHOENIX, AZ is an SEC-registered investment adviser (CRD 10232). Regulatory assets under management: $110.9M.

Registration

Officers, owners & control persons (35)

Showing 25 of 35 people.

NameRoleLocation
WOLTMAN KAYE ALYCIAVICE CHAIRMAN, DIRECTOR
WOLTMAN RICHARD PAULCHAIRMAN OF THE BOARD/CEO, DIRECTOR
CANNON JAMES RICHARDPRESIDENT; PRESIDENT,CEO,DIRECTOR
KUBICA LISA SUEEXECUTIVE VICE PRESIDENT, SROP, MP; SROP, MP, EXECUTIVE VP; VP, SROP (+1 more)
RADFORD CHRISTOPHER BLAKESENIOR VICE PRESIDENT, NATIONAL SALES; VP
CAVANAUGH MARY LOUISEDIRECTOR
SONCHIK RITA LYNNVICE PRESIDENT, ACCOUNTING
STAUFFER RALPH OWEN JRVICE PRESIDENT, INFORMATION TECHNOLOGY; VP
MCREYNOLDS MICHAEL RONALDASSISTANT VICE PRESIDENT, INSURANCE
ROTHSTEIN STEVEN ELLIOTDIRECTOR; EXECUTIVE VICE PRESIDENT, CFO/TREASURER
FIELDS INGER WILSONCFO/FNOP/TREASURER; FINOP
BOURDAMIS SALLY HANSONVICE PRESIDENT, BROKERAGE SERVICES
CAPRIOTTI JACQUELYN MARIEVICE PRESIDENT, VISION 2020
DORFMAN KENNETH PAULCROP
GAUGHAN BRIDGET MARYDIRECTOR; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY
DENBY SUSANNE MARIEVICE PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, DIRECTOR OF COMPLIANCE
PARKER RALPH JOELASSISTANT VICE PRESIDENT, INSURANCE
FREEMAN BRUCE TODDASSOCIATE VICE PRESIDENT, MUNICIPAL PRINCIPAL
HART JOHNBOARD OF DIRECTORS, (PRESIDENT & CEO OF SUNAMERICA FINANCIAL NETWORK, INC.); DIRECTOR
RICHARDSON KIM AVICE PRESIDENT
HEISING SCOTT ALLENFNOP/CFO, SEC; FNOP/CFO, SR VP, TREASURER
FISCHER DAVID ALLENSENIOR VICE PRESIDENT, RECRUITING; SR VP, RECRUITING
SCHWARTZ DAVID HOWARDCHIEF COMPLIANCE DIRECTOR, CCO; CHIEF COMPLIANCE DIRECTOR, CCO & CROP; VICE PRESIDENT, CCO & CROP
COOK WAITMAN CONSTANCE MILLERMP
CAVANAUGH MARY LDIRECTOR

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