STEVEN FREDERICK RAU is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC, PRIVATE ADVISOR GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | 2026-06-26 | present | Yes |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | 2016-07-08 | 2026-06-26 | — |
| LPL FINANCIAL LLC | 2013-11-05 | present | Yes |
| STRATEGIC WEALTH ADVISORS GROUP | 2009-12-11 | 2016-07-08 | — |
| BARCLAY WEST FINANCIAL ADVISORS | 2006-01-03 | 2010-01-11 | — |
| BARCLAY WEST FINANCIAL ADVISORS | 2003-10-14 | 2005-12-31 | — |
| LPL FINANCIAL LLC | 1997-12-31 | 2003-08-05 | — |