STEPHEN EARL SERGAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with TRUIST ADVISORY SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | 2016-09-20 | present | Yes |
| HARRISDIRECT LLC | 2012-10-09 | 2013-03-14 | — |
| WADDELL & REED | 2010-04-22 | 2010-11-11 | — |
| RBC CAPITAL MARKETS, LLC | 2007-05-04 | 2008-11-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-11-04 | 2006-06-02 | — |