DAWN M GUZMAN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-01-03 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2003-09-03 | 2009-04-28 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 1998-12-22 | 2002-12-31 | — |