RICHARD ROMERO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 12 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | 2026-01-28 | present | Yes |
| Q3 ADVISORS, LLC | 2024-03-13 | 2025-12-01 | — |
| PRUCO SECURITIES, LLC | 2023-01-25 | 2024-03-19 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-02-25 | 2023-01-20 | — |
| PRUCO SECURITIES, LLC | 2018-08-30 | 2020-01-08 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2016-03-29 | 2018-07-09 | — |
| HSBC SECURITIES (USA) INC. | 2014-08-11 | 2016-04-22 | — |
| XML SECURITIES | 2012-06-11 | 2013-07-02 | — |
| BB&T INVESTMENT SERVICES, INC. | 2010-08-02 | 2012-06-05 | — |
| BB&T INVESTMENT SERVICES, INC. | 2007-07-05 | 2007-09-07 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2004-10-18 | 2005-07-06 | — |
| OSAIC FA, INC. | 2003-01-23 | 2003-09-29 | — |
| JOYN ADVISORS, INC. | 2002-06-18 | 2002-10-08 | — |
| GV FINANCIAL ADVISORS, INC. | 2002-06-18 | 2002-10-08 | — |