James Lawrence Oberheide

James Lawrence Oberheide is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (5)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-09-12presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012024-09-26
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2007-02-162007-04-02
ALLIANCEBERNSTEIN L.P.1997-07-082007-02-23

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