ANAY KUMAR SRIVASTAVA

ANAY KUMAR SRIVASTAVA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (10)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2023-05-31presentYes
J.P. MORGAN SECURITIES LLC2019-09-132023-04-25
WELLS FARGO CLEARING SERVICES, LLC2016-08-102019-07-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-01-082016-03-08
INVESTMENT PROFESSIONALS, INC.2013-06-032013-12-06
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.2012-12-062013-06-04
HILLTOP SECURITIES INC.2012-02-062012-06-29
COMERICA SECURITIES2010-05-122011-11-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-04-302005-04-26
UBS FINANCIAL SERVICES INC.2003-01-022004-05-10

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