JAMES JOSEPH ERNST is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2020-06-10 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2009-02-11 | 2020-06-17 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2005-08-01 | 2009-02-12 | — |
| RYAN BECK & CO. | 2003-11-06 | 2005-08-15 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2001-07-23 | 2003-11-03 | — |