DAVID STUART WESTPHAL is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2010-10-14 | present | Yes |
| SIGMA PLANNING CORPORATION | 2004-01-12 | 2006-06-15 | — |
| CUTTER & COMPANY, INC. | 2002-08-22 | 2003-06-30 | — |
| CAPITAL MANAGEMENT SERVICES, INC. | 2001-01-01 | 2004-01-08 | — |
| CRITERIUM CAPITAL INVESTMENTS, LTD | 2000-09-12 | 2003-12-31 | — |