Caroline Maglio

Caroline Maglio is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (8)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2022-01-26presentYes
TD AMERITRADE, INC.2021-05-242022-10-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2021-05-242023-09-07
EMPIRICAL FINANCIAL SERVICES, LLC2021-02-222021-05-07
TD AMERITRADE, INC.2020-03-242021-01-11
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2020-03-242020-12-31
FIDELITY PERSONAL AND WORKPLACE ADVISORS2018-07-132020-01-30
STRATEGIC ADVISERS LLC2006-08-072018-07-13

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