RICHARD MICHAEL WATERS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2020-08-13 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-10-17 | 2020-08-05 | — |
| OSAIC INSTITUTIONS, INC. | 2014-02-28 | 2018-10-17 | — |
| LPL FINANCIAL LLC | 2008-02-05 | 2014-03-12 | — |
| OSAIC INSTITUTIONS, INC. | 2004-12-02 | 2008-01-29 | — |
| MONEY CONCEPTS CAPITAL CORP | 2004-05-14 | 2004-12-01 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2000-01-10 | 2004-04-30 | — |