BRETT RILEY is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2022-09-30 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2022-10-03 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 1998-01-01 | 2009-10-23 | — |