Dianne Funigiello

Dianne Funigiello is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (9)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2023-04-20presentYes
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2020-09-252021-12-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-03-192020-08-18
HSBC SECURITIES (USA) INC.2014-09-262016-10-12
WELLS FARGO CLEARING SERVICES, LLC2013-01-142014-08-06
J.P. MORGAN SECURITIES LLC2012-10-012013-01-07
CHASE INVESTMENT SERVICES CORP.2010-06-092012-10-01
MORGAN STANLEY SMITH BARNEY LLC2009-11-102010-06-21
CITIGROUP GLOBAL MARKETS INC.2006-11-222009-12-14

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