Carlos Dardon is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with SOFI WEALTH LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOFI WEALTH LLC | 2025-10-24 | present | Yes |
| SIGMA PLANNING CORPORATION | 2024-04-23 | 2025-10-10 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2023-03-17 | 2024-04-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-09-08 | 2023-02-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2021-10-08 | 2022-08-16 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-04-01 | 2021-06-01 | — |