SIMON GARETH BAKER

SIMON GARETH BAKER is an investment adviser representative (IAR) with state registration records since 1997, appearing at 7 firms. Currently registered with BAKER AVENUE ASSET MANAGEMENT, LP.

Registration history (7)

FirmFromToCurrent
VERIDI CAPITAL2019-07-162021-12-31
STEELBRIDGE PRIVATE WEALTH ADVISORS LLC2016-07-092017-11-15
GREAT GABLE PARTNERS, LP2005-01-212014-03-21
BAKER AVENUE ASSET MANAGEMENT, LP2005-01-20presentYes
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-08-152004-12-06
BANC OF AMERICA SECURITIES LLC2002-09-252003-08-20
PERSHING LLC1997-07-082002-10-25

More