JAMES SIDNEY HERZIKOFF is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-05-12 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-10-11 | 2025-05-15 | — |
| OPPENHEIMER & CO. INC. | 2011-06-14 | 2017-10-13 | — |
| CROWELL, WEEDON & CO. | 2006-12-06 | 2011-06-14 | — |
| SMART INVESTMENTS ADVISORY INCORPORATED | 2004-01-20 | 2006-12-07 | — |