Patricia L Smith

Patricia L Smith is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

Registration history (7)

FirmFromToCurrent
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2016-05-09presentYes
TRANSAMERICA FINANCIAL ADVISORS, LLC2016-04-182016-05-10
TRIAD ADVISORS LLC2015-02-202015-04-09
KESTRA INVESTMENT SERVICES, LLC2012-05-032013-02-27
FINTRUST INVESTMENT ADVISORY SERVICES, LLC2009-04-132012-05-31
GNI CAPITAL, LLC2007-04-262009-04-07
AMERICAN SECURITIES GROUP, INC.2006-09-052007-05-07

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