DOUGLAS PAUL CAESARE

DOUGLAS PAUL CAESARE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (8)

FirmFromToCurrent
LPL FINANCIAL LLC2022-01-10presentYes
GROVE POINT ADVISORS, LLC2021-11-242022-01-10
LPL FINANCIAL LLC2011-08-152021-12-06
SORRENTO PACIFIC FINANCIAL, LLC2011-01-192011-08-26
LPL FINANCIAL LLC2008-03-042011-01-31
IFMG SECURITIES, INC.2005-03-232008-03-04
FOOTHILL SECURITIES, INC.2002-11-062002-12-20
MORGAN STANLEY DW INC.2002-01-022002-06-06

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