CARLOS ROBERT ROMERO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2025-03-03 | present | Yes |
| IP FINANCIAL ADVISORY SERVICES LLC | 2023-12-11 | 2025-03-07 | — |
| NEXT FINANCIAL GROUP, INC. | 2014-06-10 | 2023-12-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-08-13 | 2014-06-10 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-08-16 | — |
| MORGAN STANLEY & CO. LLC | 2008-03-05 | 2009-06-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-04-30 | 2008-03-13 | — |