MONICA A KAUFMAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with HARMONY ASSET MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HARMONY ASSET MANAGEMENT LLC | 2020-11-11 | present | Yes |
| GOLDMAN SACHS WEALTH SERVICES, L.P. | 2019-08-20 | 2020-10-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-03-28 | 2019-07-26 | — |
| EDWARD D. JONES & CO., L.P. | 2017-08-04 | 2017-11-16 | — |
| FAMILY OFFICE GROUP LLC | 2009-01-08 | 2009-07-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-08-23 | 2007-11-05 | — |