STEVEN ANDREW SMITH

STEVEN ANDREW SMITH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with TRANSAMERICA RETIREMENT ADVISORS, LLC.

Registration history (7)

FirmFromToCurrent
TRANSAMERICA RETIREMENT ADVISORS, LLC2022-06-22presentYes
UNITED CAPITAL FINANCIAL ADVISORS, LLC2015-03-272015-08-04
CS CAPITAL MANAGEMENT INC2012-09-112015-05-28
FIFTH THIRD SECURITIES, INC.2011-06-082012-08-02
LPL FINANCIAL LLC2009-11-302011-06-13
INVEST FINANCIAL CORPORATION2009-11-092009-12-01
CHASE INVESTMENT SERVICES CORP.2008-01-112009-10-02

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