ERIC BRANDON BATES

ERIC BRANDON BATES is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with RUBICON ADVISORS, GP.

Registration history (6)

FirmFromToCurrent
RUBICON ADVISORS, GP2017-09-18presentYes
WELLS FARGO CLEARING SERVICES, LLC2015-06-302017-09-27
STIFEL, NICOLAUS & COMPANY, INCORPORATED2009-06-152015-07-15
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-06-26
CITIGROUP GLOBAL MARKETS INC.2003-05-092009-06-01
MORGAN STANLEY DW INC.1998-08-242003-05-13

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