TIMOTHY RICHARD YEE

TIMOTHY RICHARD YEE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (6)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2015-07-08presentYes
LPL FINANCIAL LLC2014-05-302015-06-10
SII INVESTMENTS, INC.2006-10-232014-06-02
OSAIC SERVICES, INC.2005-10-312006-11-01
SUNAMERICA SECURITIES, INC.2005-01-272005-10-31
T. ROWE PRICE ADVISORY SERVICES, INC.2001-12-032004-11-05

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