STEVEN ROY SUTLEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2009-02-13 | present | Yes |
| PENSION PLANNERS SECURITIES, INC. | 2009-01-26 | 2009-02-20 | — |
| CETERA WEALTH SERVICES, LLC | 2008-08-13 | 2009-02-17 | — |
| PENSION PLANNERS SECURITIES, INC. | 2001-04-19 | 2008-08-13 | — |