JAMES HARRISON WAUGH

JAMES HARRISON WAUGH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with VIMA, LLC.

Registration history (6)

FirmFromToCurrent
VIMA, LLC2026-01-08presentYes
CITIZENS SECURITIES, INC.2016-10-052018-10-02
LPL FINANCIAL LLC2015-05-142016-08-09
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.2014-12-162015-02-10
EAGLE STRATEGIES LLC2014-05-292014-07-01
AMERIPRISE FINANCIAL SERVICES, LLC2010-08-262014-03-19

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