HARVEY THEO SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2020-02-06 | present | Yes |
| FSC SECURITIES CORPORATION | 2015-02-11 | 2019-12-31 | — |
| TRIAD ADVISORS LLC | 2010-02-09 | 2014-12-31 | — |
| FIRST LEGACY SECURITIES, LLC | 2009-10-29 | 2010-02-18 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-10-20 | 2009-10-20 | — |