ROBERT CHARLES DAUM

ROBERT CHARLES DAUM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (6)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2018-01-25presentYes
KESTRA ADVISORY SERVICES, LLC2017-03-302017-12-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-11-292017-02-21
DEUTSCHE BANK SECURITIES INC.2013-04-102015-02-27
STRUCTURED ASSET INVESTORS, LLC2011-03-072012-04-04
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.2008-10-282009-12-31

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