KENNETH JAMES CAPPELLI

KENNETH JAMES CAPPELLI is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with SEQUENT PLANNING, LLC.

Registration history (7)

FirmFromToCurrent
SEQUENT PLANNING, LLC2026-03-19presentYes
OSAIC WEALTH, INC.2024-06-142026-03-11
SECURITIES AMERICA ADVISORS, INC.2020-11-202024-06-14
EQUITABLE ADVISORS, LLC2016-11-082020-11-23
MUTUAL OF OMAHA INVESTOR SERVICES, INC.2011-08-292016-11-08
LPL FINANCIAL LLC2008-04-082011-08-29
WELLS FARGO CLEARING SERVICES, LLC2008-02-042008-04-09

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