CHARLES GAROFALO

CHARLES GAROFALO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with BROOKSTONE CAPITAL MANAGEMENT LLC.

Registration history (9)

FirmFromToCurrent
BROOKSTONE CAPITAL MANAGEMENT LLC2025-12-11presentYes
RONALD GELOK & ASSOCIATES, LLC2025-07-212025-09-19
EDWARD D. JONES & CO., L.P.2024-03-282025-04-03
FIDELITY PERSONAL AND WORKPLACE ADVISORS2022-09-152024-03-26
PNC WEALTH MANAGEMENT2021-03-042022-07-21
SANTANDER SECURITIES LLC2018-12-122021-02-16
BNY MELLON SECURITIES CORPORATION2015-04-212018-04-27
MORGAN STANLEY SMITH BARNEY LLC2009-06-012015-03-23
CITIGROUP GLOBAL MARKETS INC.2007-02-092009-06-01

More