JAMES ALLEN STEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-07-21 | present | Yes |
| WADDELL & REED | 2020-11-18 | 2021-07-21 | — |
| CITIZENS SECURITIES, INC. | 2013-12-16 | 2020-11-19 | — |
| PNC WEALTH MANAGEMENT | 2008-01-14 | 2013-12-16 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2006-02-15 | 2008-01-08 | — |