STEPHEN PETER WATHEN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with CRESSET ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CRESSET ASSET MANAGEMENT, LLC | 2020-06-25 | present | Yes |
| HIGHTOWER ADVISORS, LLC | 2011-08-03 | 2016-03-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-08-10 | 2011-08-02 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-01-29 | 2010-07-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-12-22 | 2010-01-26 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-11-27 | — |
| MORGAN STANLEY & CO. LLC | 2008-02-21 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2008-01-14 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2001-08-13 | 2003-07-01 | — |