JAMES SPOTTSWOOD TARDY is an investment adviser representative (IAR) with state registration records since 1996, appearing at 4 firms. Currently registered with CORIENT PRIVATE WEALTH LP.
| Firm | From | To | Current |
|---|---|---|---|
| CORIENT PRIVATE WEALTH LP | 2022-11-19 | present | Yes |
| RGT WEALTH ADVISORS | 2016-05-13 | 2023-03-31 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2003-01-17 | 2016-03-02 | — |
| PERSHING LLC | 1996-05-24 | 2003-01-17 | — |