JAMES STUART FALCONE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with FULCRUM WEALTH ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | 2025-12-31 | — |
| FULCRUM WEALTH ADVISORS, LLC | 2014-03-27 | present | Yes |
| CETERA WEALTH SERVICES, LLC | 2013-09-03 | 2023-06-29 | — |
| OPPENHEIMER & CO. INC. | 2009-06-08 | 2013-09-06 | — |
| UBS FINANCIAL SERVICES INC. | 2001-05-29 | 2009-06-26 | — |