GREGORY JAMES CARROLL

GREGORY JAMES CARROLL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with WOLFF WIESE MAGANA LLC.

Registration history (7)

FirmFromToCurrent
WOLFF WIESE MAGANA LLC2019-05-07presentYes
STERLING GLOBAL STRATEGIES, LLC2015-01-022019-07-02
STERLING GLOBAL STRATEGIES LLC2011-01-102014-12-31
TORREY PINES SECURITIES, INC.2010-11-102011-01-27
STERLING GLOBAL STRATEGIES LLC2010-11-092010-12-31
NRP ADVISORS, INC.2008-10-282010-11-09
UBS FINANCIAL SERVICES INC.2001-07-272008-10-31

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