THERESA FRANCES SPATH is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with ZUMA WEALTH LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ZUMA WEALTH LLC | 2025-03-03 | present | Yes |
| OCEAN PARK ASSET MANAGEMENT, LLC | 2018-12-26 | 2021-02-01 | — |
| SIERRA INVESTMENT MANAGEMENT, LLC | 2015-09-01 | 2021-02-01 | — |
| MERCER GLOBAL ADVISORS INC. | 2012-02-08 | 2015-08-06 | — |