ROBERTO RAMIRO PENA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with INSIGNEO ADVISORY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | 2021-09-16 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2012-04-09 | 2021-07-07 | — |
| LPL FINANCIAL LLC | 2011-08-09 | 2012-03-20 | — |
| VECTORGLOBAL IAG, INC. | 2011-03-02 | 2011-07-19 | — |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2009-05-28 | 2010-11-15 | — |
| STANFORD GROUP COMPANY | 2005-10-17 | 2009-03-13 | — |
| CITICORP INVESTMENT SERVICES | 2005-03-24 | 2005-06-09 | — |
| CITICORP INVESTMENT SERVICES | 2004-09-30 | 2005-03-07 | — |